Review of the potential use of blood neuro-biomarkers in the diagnosis of mild traumatic brain injury

Alastair Jones; Paul Jarvis

doi:10.15441/ceem.17.226

Clin Exp Emerg Med > Volume 4(3); 2017 > Article

Jones and Jarvis: Review of the potential use of blood neuro-biomarkers in the diagnosis of mild traumatic brain injury

Review Article

Clin Exp Emerg Med 2017; 4(3): 121-127.

Published online: September 30, 2017

DOI: https://doi.org/10.15441/ceem.17.226

Review of the potential use of blood neuro-biomarkers in the diagnosis of mild traumatic brain injury

Alastair Jones¹, Paul Jarvis²

¹Department of Emergency Medicine, Bradford Royal Infirmary, Bradford, UK

²Global Medical Affairs, Abbott Point of Care, Princeton, NJ, USA

Correspondence to: Alastair Jones Department of Emergency Medicine, Bradford Royal Infirmary, Duckworth Lane, Bradford, West Yorkshire, BD9 6RJ, UK E-mail: Alastair.Jones@bthft.nhs.uk

Received: March 30, 2017 Revised: May 5, 2017 Accepted: May 29, 2017

This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/4.0/).

Abstract

Head injury is a common presenting complaint amongst emergency department patients. To date, there has been no widespread utilization of neuro-biomarkers to aid the diagnosis of traumatic brain injury. This review article explores which neuro-biomarkers could be used in the emergency department in aiding the clinical diagnosis of mild traumatic brain injury. Based on the available evidence, the most promising neuro-biomarkers appear to be Glial fibrillary acidic protein (GFAP) and Ubiquitin C-Terminal Hydrolase Isozyme L1 (UCH-L1) as these show significant rises in peripheral blood levels shortly after injury and these have been demonstrated to correlate with long-term clinical outcomes. Treatment strategies for minor traumatic brain injury in the emergency department setting are not well developed. The introduction of blood neuro-biomarkers could reduce unnecessary radiation exposure and provide an opportunity to improve the care of this patient group.

Keywords: Brain concussion; Biomarkers; Craniocerebral trauma

Capsule Summary

What is already known

Neuro-biomarkers are not widely used currently to aid the diagnosis of traumatic brain injury in the emergency department.

What is new in the current study

Based on available evidence, the most promising biomarkers which could be used in the emergency department to aid in the diagnosis of traumatic brain injury are ubiquitin C-terminal hydrolase isozyme L1 and glial fibrillary acid protein.

INTRODUCTION

Traumatic brain injury (TBI) is defined as a traumatically-induced structural brain injury or physiological disruption of brain function caused by an external force [1]. Brain injuries can be classified into mild, moderate, and severe categories. Primarily, this classification is based upon the patient’s level of consciousness within the first 24 hours. For a patient to be diagnosed with mild TBI (mTBI) they must have normal structural imaging of the brain (such as computed tomography, CT). In addition, patients with mTBI cannot have experienced a period of loss of consciousness for more than 30 minutes, reduced consciousness for more than 24 hours, post-traumatic amnesia lasting more than 24 hours or an initial Glasgow coma score of below 13 in the first 24 hours following a head injury [1]. Symptoms of mTBI can include headache, nausea, tinnitus, hypersensitivity to light, confusion and other cognitive disturbances.

Head injury is one of the commonest reasons for emergency department (ED) attendance worldwide. Yet, mTBI is often overlooked by clinical teams, as it is not easily identified in the acute setting. The injuries sustained by patients with mTBI are often seen as “not severe” by clinical staff, who may be falsely reassured by negative CT imaging. Consequently, patients with mTBI are often discharged from the ED with basic written instructions, and little in the way of treatment. However, 15% of patients with mTBI will experience symptoms for more than one year following injury [2]. Di Battista et al. [3], Huang et al. [4], and Zetterberg and Blennow [5] have previously reviewed the utility of neuro-biomarkers in assessing patients with TBI. We believe this is the first review looking specifically at the potential utility of neuro-biomarkers in the ED setting.

The assessment of patients with suspected TBI often relies upon neurological imaging such as CT scanning and magnetic resonance imaging (MRI). However, CT has a low sensitivity for mTBI and exposes the patient to a significant dose of radiation. Conversely, MRI can provide information on the extent of cerebral parenchymal injury, but its availability in the acute setting is limited.

Most patients with mTBI present to the ED for care, but unlike other organ-based diseases, such as myocardial infarction, the clinical utilization of blood biomarkers to facilitate rapid diagnosis and treatment of mTBI is not commonplace. Consequently, the true incidence and characteristics of such patients are not known [6].

This review article aims to explore which neuro-biomarkers could be used in the ED in aiding the diagnosis of mTBI.

BIOMARKERS

Astrocyte injury biomarkers

Astrocytes are characteristic star-shaped, non-neuronal cells that provide support and protection for the neurones of the nervous system. They have many functions, including the provision of biochemical support to the endothelial cells that form the blood-brain barrier, biochemical and nutrient regulation of the neurones and play a part in repair and scarring processes in the central nervous system following injury. There are two biomarkers that can be used to measure astrocyte injury: S100β and glial fibrillary acidic protein.

S100β

S100β is a calcium-binding protein found mainly in the cytosol of astrocytes and Schwann cells [7]. It can also be found in extraneural sites, such as chondrocytes and fat cells [8,9]. The S100β protein is eliminated by renal excretion and has a half-life of 30 minutes to 2 hours [10-12]. Levels are measurable in serum, urine and cerebrospinal fluid [11].

Several studies have found significant correlation between elevated blood levels of S100β and abnormalities on CT imaging of the brain [13-15]. Biberthaler et al. [14] proposed that combining the measurement of S100β with a clinical decision-making tool for mTBI could reduce the number of CT scan requests by 30%. However, other investigators have not been able to reproduce this correlation consistently [16-18].

Elevated serum levels of S100β have been associated with an increased incidence of post-concussion syndrome and transient impairment of cognition following trauma [19,20]. Other studies have reported that raised serum levels of S100β are associated with post-traumatic abnormalities on MRI and with symptomatic neuropsychological disturbances [21,22].

Elevated levels of S100β have also been identified in polytrauma patients without head injuries which raises questions about the specificity of S100β [23-26]. Nygren De Boussard et al. [27] demonstrated a sensitivity of S100β for mTBI when compared with patients with orthopaedic injury without head injury of 61% (95% confidence interval, 49% to 73%) and a specificity of 77% (95% confidence interval, 62% to 93%).

Glial fibrillary acidic protein

Glial fibrillary acidic protein (GFAP) is an astrocyte structural protein. Vos et al. [28] demonstrated an association between GFAP levels in patients with severe and moderate TBI and similarly raised levels were associated with adverse outcomes 6 months after injury. In addition, Metting et al. [29] demonstrated that serum GFAP was increased in TBI patients with abnormal CT scans and also demonstrated that GFAP was elevated in patients with axonal injury on MRI three months post injury.

In a study by Papa et al. [30], GFAP was detectable in serum less than 1 hour after head injury and it was able to reliably distinguish between trauma patients with mTBI and those without head injury. In this same study, blood GFAP levels were elevated in patients with traumatic intracranial abnormalities on CT compared with those patients without lesions and it could also be used to predict those patients who required neurosurgical intervention.

Papa et al. [31] directly compared the performance of GFAP with S100β in a cohort of trauma patients presenting to a level I trauma center. In this study of 397 patients, both GFAP and S100β demonstrated a rapid appearance in serum post-injury with levels detectible within an hour of injury. However, levels of S100β were found to be significantly higher in patients with fractures, compared with those who did not, irrespective of whether the patient had a TBI (P<0.001). Conversely, GFAP levels were not affected by the presence of fractures (P>0.05). The area under the receiver operating characteristics curve for predicting traumatic intracranial lesions on CT for S100β was 0.78 (0.67 to 0.89) and GFAP was 0.84 (0.73 to 0.95).

Axonal injury biomarkers

An axon is a long, willowy projection of a neurone that conducts electrical impulses away from the neuron’s cell body. There are three biomarkers that can be used to measure axonal injury: alpha-II spectrin breakdown products (SBDPs), tau proteins, and neurofilaments.

Alpha-II SBDPs

Alpha-II spectrin is the major structural component of the axonal cytoskeleton [32,33]. Levels of SBDPs in cerebrospinal fluid have been shown to rise in adults with severe TBI and they have shown a significant relationship with the severity of injury and clinical outcome [32-37].

Serum SBDPs have been measured in TBI patients and levels were significantly greater in subjects with moderate and severe TBI than in control patients [38]. However, this relationship was not demonstrated in patients with mTBI.

Tau proteins

Tau is an intracellular protein involved with the assembling of axonal microtubule bundles and axonal transport [39]. Cerebrospinal fluid (CSF) levels of tau protein molecules that have been proteolytically cleaved (c-Tau) are significantly elevated following TBI and these levels correlate with clinical outcome [40,41]. Unlike CSF, c-Tau and total tau protein levels in peripheral blood have been shown to be a poor predictor of traumatic lesions on CT and postconcussion syndrome [42-44].

Neurofilaments

Neurofilaments are components of the neurone cytoskeleton. Following TBI, calcium influx into the cell triggers a phosphorylation cascade that contributes to axonal injury [45]. Elevated levels of hyperphosphorylated neurofilaments (p-NF) have been found in the CSF of patients with severe TBI compared with controls [46]. Similarly, p-NF levels in venous blood have been shown to correlate with the severity of TBI in children [47]. Gatson et al. [48] compared the p-NF serum levels in patients with mTBI and healthy controls. They demonstrated that mTBI patients exhibited a significant increase in the serum levels of p-NF on days 1 (P<0.001) and 3 (P<0.001) following injury and the area under the curve of the receiver operating characteristic curve analysis for p-NF in mTBI was 100% at both 24 and 72 hours post injury. Early work in animals demonstrated a serum rise in p-NF 6 hours after injury, with levels peaking at 24 to 48 hours before they gradually returned to baseline [49]. This 6-hour lag between the onset of injury and the rise in blood levels of p-NF may limit the usefulness of this biomarker as an aid to diagnosis in the acute setting. However, it may be a useful biomarker when used for prognostic purposes. Anderson et al. [49] demonstrated that levels measured between 48 to 96 hours post injury may be used to predict patient outcomes.

Neuronal injury biomarkers

A neurone is a specialized type of cell found within the central and peripheral nervous systems. Neurones are electrically excitable which process and transmit electrical and chemical signals. They interface with adjacent neurones by means of synapses to form neural networks. There are two biomarkers that can be used to measure neuronal injury: neurone specific enolase (NSE) and ubiquitin C-terminal hydrolase isozyme L1 (UCH-L1).

NSE

NSE is an enzyme found in neuronal cell bodies throughout the nervous system. It is located in other non-neuronal sites, most notably erythrocytes. It has been shown to be elevated after neurone injury [50]. In patients with severe TBI, blood levels of NSE at 72 hours post injury showed an association with adverse outcomes [51].

Several reports on blood NSE measurement in patients with mTBI have been published, but most conclude that serum NSE appears to have limited utility as a marker of neuronal injury [50,52-55], particularly as hemolysis appears to cause false positive results [56,57].

UCH-L1

UCH-L1 is a protein which is involved in the metabolism of ubiquitin within neurones [58]. Increases in blood UCH-L1 has been detected in the serum of mild and moderate TBI patients within an hour of injury [59]. Levels taken within 4 hours of injury were significantly higher in those with TBI lesions on CT than those with a normal intracranial appearance at CT. Blood levels of UCH-L1 have been demonstrated to be able to discriminate between mTBI patients from patients without head injuries and, similar to GFAP, UCH-L1 levels were much higher in patients who required neurosurgical intervention [59].

Takala et al. [60] compared serum UCH-L1 and GFAP levels in a prospective trail of 324 patients with TBI. Patients with full recovery and more favourable outcomes (as measured by the Glasgow Outcome Score) had significantly lower UCH-L1 and GFAP levels in the 48 hours immediately following injury.

DISCUSSION

Until recently, most studies examining neuro-biomarkers had focused on severe TBI. However, as more than 80% of patients with neurological injury have mTBI there is a growing need for a rapid and reliable neuro-biomarker test to aid emergency physicians with diagnosis in this patient group [61,62].

This review identifies a number of neuro-biomarkers which could potentially be used in mainstream clinical practice to facilitate the diagnosis of patients with mTBI. It is our belief that for a neuro-biomarker to be usable in the ED to diagnose mTBI it must fulfil the following criteria: 1) levels must be measurable in peripheral blood shortly after the onset of injury, 2) the test should have sufficient sensitivity to be able to diagnose mTBI, and 3) levels are unaffected by non-head trauma.

Based on these criteria, the most promising neuro-biomarkers appear to be GFAP and UCH-L1 as these show significant level rises in peripheral blood shortly after injury and and the levels are unaffected by non-head trauma. Additionally, both have been demonstrated to correlate with long-term clinical outcomes. It appears that GFAP has a consistent ability to detect TBI over the 7 days following injury, whereas UCH-L1 seems to be limited to the early post injury period [63].

Diaz-Arrastia et al. [64] recognised that UCH-L1 and GFAP measure separate, distinct molecular events following TBI, and hypothesized that analyzing both biomarkers simultaneously would be superior to studying either biomarker individually. In a cohort of 206 patients with TBI the two biomarkers in isolation had good sensitivity for discriminating between TBI patients and healthy controls (the area under the curve for receiver operator characteristic analysis was 0.87 and 0.91 for UCH-L1 and GFAP, respectively). Combining the biomarkers led to superior sensitivity and speciﬁcity for diagnosing TBI (area under the curve 0.94) [64]. This evidence was supported by Papa et al. [63] who demonstrated that a combination of GFAP and UCH-L1 neuro-biomarkers marginally outperformed GFAP used on its own.

S100β has poor sensitivity and specificity [27] and is adversely affected by the presence of orthopaedic trauma in the absence of head injury, which is likely to limit its clinical utility in the emergency setting [23-26].

The utility of NSE in the ED setting is limited by the delay in the rise in peripheral blood levels following injury [51]. Similarly, p-NF has a significant lag from the time of injury to the rise in peripheral blood [49]. This is likely to limit the usefulness of both of these neuro-biomarkers in the acute diagnosis of mTBI. However, they may become useful prognostic markers in the future.

Although CSF levels of c-Tau protein molecules are significantly elevated following TBI, c-Tau levels in peripheral blood do not correlate with the presence of traumatic lesions on CT. This is likely to limit its usefulness in the diagnosis of mTBI in the ED [42-44]. SBDP levels are raised in peripheral blood in moderate and severe TBI, however this relationship has not been reproduced in patients with mTBI [38].

Other biomarkers, not specific to the nervous system, such as free DNA [65], interleukins [66], d-dimer [67], neutrophil gelatinase-associated lipocalin [68] and cytochrome C [69] have been previously studied in the field of brain injury. Despite being outside the scope of this neuro-biomarkers review, we feel that with further development these general biomarkers could potentially be mTBI biomarkers in the future.

CONCLUSION

Currently, the most promising neuro-biomarkers for use to aid in the diagnosis of mTBI in the ED are GFAP and UCH-L1 as these are raised in peripheral blood shortly after injury in patients with mTBI and the levels are unaffected by non-head trauma. Utilization of a peripheral blood neuro-biomarker, such as GFAP and UCH-L1, in the ED are likely to facilitate earlier diagnosis of mTBI and potentially reduce the number of CT scans performed.

NOTES

Alastair Jones has no conflict of interests. Paul Jarvis is an employee of Abbott Point of Care, which develops and sells diagnostic assays commercially and is presently developing traumatic brain injury assays.

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